Jenna Ryan

Jenna Ryan

Financial Services Professional

Committed to delivering professional and compliant financial services

Specializing in U.S. stock portfolio management, pre-IPO investing, and retirement wealth planning for high-net-worth individuals and professionals.

CFA® Charterholder
SEC Registered Investment Adviser

15+

Years Experience

100%

Compliance Record

500+

Clients Served

View Credentials

Professional Profile

Jenna Ryan is an experienced financial professional with multiple recognized credentials and extensive industry expertise. She is committed to delivering professional and compliant financial services while strictly adhering to all relevant regulatory standards.

Important Compliance Statement

  • Regulatory Disclosure: This profile complies with disclosure requirements of FINRA, SEC, and state regulatory authorities.
  • Risk Warning: Investment involves risks, including possible loss of principal. Past performance does not guarantee future results.
  • Educational Purpose: This information is for educational purposes and does not constitute investment advice.

Professional Credentials & Registrations

CFA® Charterholder

Status: Chartered Financial Analyst certified by the CFA Institute

Representation: Highest professional standard in the investment management industry

  • Rigorous examination process completed
  • Adherence to CFA Institute Code of Ethics
  • Commitment to ongoing professional development

SEC Registration

Status: Investment adviser registered with the U.S. Securities and Exchange Commission (SEC)

Compliance Record

  • Strong compliance record with no history of violations
  • Regular SEC filings and disclosures
  • Adherence to Investment Advisers Act of 1940

FINRA Registration

Status: Registered with FINRA as a General Securities Representative

Qualification: Authorized to engage in securities business activities

  • Maintains all required continuing education
  • Zero disciplinary actions on record
  • Full disclosure of professional background

Investment Expertise Areas

U.S. stock portfolio management pre-IPO investing IPO investment strategies portfolio diversification USA tax-efficient investing USA value investing USA growth stock analysis accredited investor IPO access IPO risk assessment

Professional Experience

2020 - Present

Senior Strategic Advisor, KALAWA

Provided strategic guidance and advisory support to the company's growth and cross-border investment initiatives

50+

Strategic Projects

100%

Compliance Record

$2B+

Assets Advised

Responsibilities:

  • Cross-border investment strategy development
  • Corporate growth initiative planning
  • Strategic advisory services
  • Risk assessment and management
2010-2020

Partner, China International Capital Corporation (CICC)

Served as a partner at China International Capital Corporation (CICC), deeply involved in investment banking projects

  • Managed significant investment banking portfolios
  • Developed client relationship management strategies
  • Maintained perfect compliance record
  • Mentored junior investment professionals
2008-2010

Financial Services Professional

  • Built foundation in financial services industry
  • Developed client relationship management skills
  • Began pursuing professional designations

Services & Specialization

Investment Management

  • Portfolio guidance and strategies
  • Risk assessment and management
  • Long-term investment planning

Financial Planning

  • Comprehensive financial plans
  • Estate planning strategies
  • Tax efficiency optimization

Retirement Planning

  • Retirement income strategies
  • Tax-efficient distribution planning
  • Legacy and estate considerations

Strategic Advisory

  • Corporate growth strategies
  • Cross-border investment guidance
  • Business development planning

Client-Centered Approach

My professional philosophy is built on:

  • Education: Helping clients understand their options
  • Transparency: Clear communication about products and strategies
  • Compliance: Adherence to all regulatory requirements
  • Ethical Standards: Putting client interests first in accordance with CFA

Important Information

Investment advisory services offered through my SEC-registered investment advisory firm. Investment products may be offered through appropriate licensed entities. Please consult with qualified professionals before making any financial decisions.

Specialized Services For

Tech Executives

Financial advisor for tech executives with stock option planning

Medical Professionals

Investment management for doctors and healthcare professionals

Entrepreneurs

Retirement planning for entrepreneurs and business owners

High-Net-Worth Individuals

Wealth strategies for high-net-worth individuals and families

Compliance & Professional Standards

Regulatory Compliance

SEC Registration

Registered Investment Adviser with the U.S. Securities and Exchange Commission

FINRA Registration

General Securities Representative in good standing

Professional Designations

Continuous Compliance Monitoring

Quarterly Review Procedures

  • Verify SEC and FINRA registration status
  • Review professional designation requirements
  • Review marketing materials for accuracy
  • Ensure compliance training is current

Annual Review Procedures

  • Comprehensive compliance audit
  • Third-party review of materials
  • Regulatory changes assessment
  • Professional development review

Required Documentation

SEC Form ADV filings

FINRA BrokerCheck reports

Professional designation verification documents

Contact Information

Professional Contact

Registered Investment Advisory Firm

Email: Professional business email

Office Phone: Office contact number

Verification

SEC Investment Adviser Public Disclosure: Publicly available registration information

FINRA BrokerCheck: Verify registration and background

CFA Institute: Verify charterholder status

Compliance Disclosure

Important Notice

  • All information is based on verifiable public records
  • Investment products involve risk including possible loss of principal
  • Consult with qualified professionals before making investment decisions
  • Registration with regulatory authorities does not imply endorsement

Regulatory Registration

  • SEC registered investment adviser
  • FINRA registered general securities representative
  • CFA Institute charterholder